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Mitchell Comport

LPl Financial LLC

Mint Hill, NC

CRD 7990137

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-21
  • NC RA
    APPROVED
    Since 2026-08-21

Branch Locations

4520 Mint Hill Village Lane Suite 105, Mint Hill, NC 28227 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington National Bank Cleveland OH 02/2023 11/2024
The Huntington National Bank Cleveland OH 04/2018 02/2023
Keybank Cleveland OH 08/2016 04/2018
Dimensional Fund Advisors Charlotte NC 11/2024 08/2026
Lpl Financial Llc Mint Hill NC 08/2026 Present
  • 02/2023 → 11/2024
    The Huntington National Bank
    Cleveland, OH
  • 04/2018 → 02/2023
    The Huntington National Bank
    Cleveland, OH
  • 08/2016 → 04/2018
    Keybank
    Cleveland, OH
  • 11/2024 → 08/2026
    Dimensional Fund Advisors
    Charlotte, NC
  • 08/2026 → Present
    Mint Hill, NC
Other Businesses

1. 08/2026 - Nine Lives Mobile Automotive Service - Business Owner - Inv Related – 8 Hour(s)/Month – 0 Hour(s) During Trading – Charlotte, NC, 28227 – OBA Start Date: 01/01/2026 2. 08/2026 - Carolina Retirement Solutions. Inc. - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 8/21/2026

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-01-18
  • S63 Uniform Securities Agent State Law Examination
    2025-01-18
Designations
  • Chartered Financial Analyst
Other Names
  • Mitch Comport
  • Mitchell Comport
  • Mitchell Clark Comport

View on SEC IAPD

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