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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-07-10 |
| SC | RA | APPROVED | 2025-07-10 |
Branch Locations
4520 Mint Hill Village Ste 106, Mint Hill, NC 28227 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group Inc | Charlotte | NC | 12/2006 | 07/2025 |
| Lpl Financial Llc | Mint Hill | NC | 07/2025 | Present |
1. 07/2025 - HB Financial Resources, LTD - DBA for LPL Business (entity for LPL business) - Mint Hill, NC - INV REL - Start Date 06/23/1989 - 200hrs/mth | 200hrs during trading 2. 07/2025 - HB Financial Resources, LTD - Non-Variable Insurance - Mint Hill, NC - INV REL - Start Date 05/27/1998 - 20hrs/mth | 20hrs during trading 3. 07/2025 - Insurance Trails - Non-Variable Insurance Commission Trails - Mint Hill, NC - INV REL - Start Date 05/27/1998 - 0hrs/mth | 0hrs during trading 4. 07/2025 - Insurance Trails - Non-Variable Insurance Commission Trails - Mint Hill, NC - INV REL - Start Date 05/27/1998 - 0hrs/mth | 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-31 |
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