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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APP_PEND_IARCE | 2026-01-01 |
| NC | RA | APPROVED | 2025-07-10 |
Branch Locations
4520 Mint Hill Village Ste 106, Mint Hill, NC 28227 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group, Inc. | Charlotte | NC | 12/2006 | 07/2025 |
| Lpl Financial Llc | Mint Hill | NC | 07/2025 | Present |
1- 07/2025 - HB Financial Resources, LTD - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 05/16/2025 - 160 hours per month/ during trading 2- 07/2025 - HB Financial Resources, Ltd. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/05/1992 - 50 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1982-09-13 |
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