Robert Raymond Sayler

Current Employers

Employment History

• 06/2008 → Present
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY
• 05/2008 → Present
  Seacrest Wealth Management, Llc
  Purchase, NY

Previous Registrations

• 2007-04-02 → 2008-06-12
  Morgan Stanley & Co. Llc
  Rapid City, SD
• 1997-01-10 → 2007-04-02
  Morgan Stanley Dw Inc.
  Rapid City, SD
  Rapid City, SD

Other Businesses

1) SEACREST WEALTH MANAGEMENT- RIA, INVESTMENT RELATED, 219 Founders Drive, Suite 4, Rapid City, SD 57701 2) YMCA OF RAPID CITY; NOT INVESTMENT RELATED; 815 KANSAS CITY STREET; RAPID CITY, SD, 57701; NON-PROFIT ORGANIZATION DEDICATED TO BUILDING STRONG KIDS, STRONG FAMILIES AND STRONG COMMUNITIES; BOARD MEMBER; START DATE 1/1/10; 10 HOURS PER MONTH; 0 DURING TRADING HOURS; I SIT ON THE FISCAL COMMITTEE AND CHAIR THE SHAPING OF OUR FUTURE CAPITAL CAMPAIGN, A PROJECT WITH THE GOAL OF EXPANDING OUR CHILD CARE AND WELLNESS CENTER FACILITIES; ALSO SERVE ON THE ANNUAL KIDS CAMPAIGN COMMITTEE, A PROGRAM TO PROVIDE SCHOLARSHIPS TO INDIVIDUALS NOT ABLE TO PAY FOR Y MEMBERSHIPS. I RECEIVE NO COMPENSATION FOR THIS POSITION. 3)PKS FINANCIAL SERVICES; INVESTMENT RELATED 80 STATE ST, ALBANY, NY 12207; FIXED INSURANCE; INSURANCE AGENT; SALES & SERVICE OF FIXED LIFE INSURANCE & ANNUITY CONTRACTS START DATE: 6/6/08 4)SEACREST INVESTMENT MANAGEMENT; OPI; PRIVATE EQUITY; STARTED 3/11/2011; 5) Black Hills WM LLC. Investment Related. 219 Founders Park Drive, Suite 4, Rapid City, SD 57701. Business entity associated with Seacrest Wealth Management. Co-Managing Partner. Start 2/2021. 40hrs/mo, during trading hours. Investment Advisory Responsibilities. 6) SeaCrest Financial Services; Not Investment Related; 219 Founders Park Drive, Suite 4, Rapid City, SD 57701; Fixed Insurance Broker; Partner; 07/31/2023; 4 hrs/mo; 4 hrs during trading hours; Duties: Weekly conference calls with the other two principals. Occasional phone calls with SeaCrest Wealth Management advisors to make them aware of fixed insurance offerings available through SeaCrest Financial Services.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-05-21
• S63 Uniform Securities Agent State Law Examination
  1996-04-15