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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-15
MI RA APPROVED 2020-03-25
TX RA APPROVED_RES 2019-12-04
OH RA APPROVED 2018-11-02
  • FL RA
    APPROVED
    Since 2024-03-15
  • MI RA
    APPROVED
    Since 2020-03-25
  • TX RA
    APPROVED_RES
    Since 2019-12-04
  • OH RA
    APPROVED
    Since 2018-11-02

Branch Locations

4041 W. Sylvania Avenue Suite 200, Toledo, OH 43623 • United States

Marco Island, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Union Central Life Toledo OH 11/1995 Present
Signator Investors Inc Columbus OH 07/1999 11/2018
Signator Investors, Inc. Boston MA 07/1999 11/2018
Osaic Wealth, Inc. Toledo OH 11/2018 Present
  • 11/1995 → Present
    Union Central Life
    Toledo, OH
  • 07/1999 → 11/2018
    Signator Investors Inc
    Columbus, OH
  • 07/1999 → 11/2018
    Signator Investors, Inc.
    Boston, MA
  • 11/2018 → Present
    Toledo, OH
Previous Registrations
  • 2003-01-21 → 2018-11-02
    Signator Investors, Inc.
    Toledo, OH
    Toledo, OH
Other Businesses

1) EQUITY PLANNING GROUP POSITION: I conduct investment and insurance business under this business name NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/1999 ADDRESS: 4041 W. Sylvania Ave., Suite 200, Toledo OH 43623, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products. 2) EQUITY PLANNING GROUP POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 08/01/1999 ADDRESS: 4041 W. Sylvania Ave., Suite 200, Toledo OH 43623, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE 3) JOSEPH BROTHERS LLC POSITION: Managing Member/ Oversee day to day operations. NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/11/2003 ADDRESS: 4129 Talmadge Rd., Toledo OH 43623, United States DESCRIPTION: Rental Property Owner 4) JOSEPH BROTHERS REALTY POSITION: President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/11/2003 ADDRESS: 4129 Talmadge Rd., Toledo OH 43623, United States DESCRIPTION: Collect Rent 5) OSCAR JOSEPH STORES POSITION: President NATURE: Retail Store - Beverage Center INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/11/2003 ADDRESS: 4129 Talmadge Rd., Toledo OH 43623, United States DESCRIPTION: Oversee Management Team 6) EDGEVALE INVESTMENTS LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2016 ADDRESS: 3522 EDGEVALE RD, OTTAWA HILLS OH 43606-2637, United States DESCRIPTION: Purchase Lots and build new homes

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-03
S63 Uniform Securities Agent State Law Examination 1996-04-12
  • S65 Uniform Investment Adviser Law Examination
    1997-07-03
  • S63 Uniform Securities Agent State Law Examination
    1996-04-12
Other Names
  • C A Joseph

View on SEC IAPD

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