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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-03-15 |
| MI | RA | APPROVED | 2020-03-25 |
| TX | RA | APPROVED_RES | 2019-12-04 |
| OH | RA | APPROVED | 2018-11-02 |
Branch Locations
4041 W. Sylvania Avenue Suite 200, Toledo, OH 43623 • United States
Marco Island, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Union Central Life | Toledo | OH | 11/1995 | Present |
| Signator Investors Inc | Columbus | OH | 07/1999 | 11/2018 |
| Signator Investors, Inc. | Boston | MA | 07/1999 | 11/2018 |
| Osaic Wealth, Inc. | Toledo | OH | 11/2018 | Present |
1) EQUITY PLANNING GROUP POSITION: I conduct investment and insurance business under this business name NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/1999 ADDRESS: 4041 W. Sylvania Ave., Suite 200, Toledo OH 43623, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products. 2) EQUITY PLANNING GROUP POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 08/01/1999 ADDRESS: 4041 W. Sylvania Ave., Suite 200, Toledo OH 43623, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE 3) JOSEPH BROTHERS LLC POSITION: Managing Member/ Oversee day to day operations. NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/11/2003 ADDRESS: 4129 Talmadge Rd., Toledo OH 43623, United States DESCRIPTION: Rental Property Owner 4) JOSEPH BROTHERS REALTY POSITION: President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/11/2003 ADDRESS: 4129 Talmadge Rd., Toledo OH 43623, United States DESCRIPTION: Collect Rent 5) OSCAR JOSEPH STORES POSITION: President NATURE: Retail Store - Beverage Center INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/11/2003 ADDRESS: 4129 Talmadge Rd., Toledo OH 43623, United States DESCRIPTION: Oversee Management Team 6) EDGEVALE INVESTMENTS LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2016 ADDRESS: 3522 EDGEVALE RD, OTTAWA HILLS OH 43606-2637, United States DESCRIPTION: Purchase Lots and build new homes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-12 |
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