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2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-05-30 |
| NV | RA | APPROVED | 2025-05-19 |
| HI | RA | APPROVED | 2015-01-16 |
| CA | RA | APPROVED | 2005-03-07 |
Branch Locations
2224 E. Santa Clara Avenue, Santa Ana, CA 92705 • United States
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centaurus Financial, Inc. | Orange | CA | 03/2005 | Present |
1. ESTATE PLANNING TEAM, NON-INVESTMENT RELATED, 45110 CLUB DRIVE, SUITE B, INDIAN WELLS, CA 92210, PROVIDING DEFERRED SALES TRUST, MEMBER, SINCE 12/12/2018, DEVOTED TIME IS 3 HOURS A MONTH, MEET WITH CLIENTS, REALTORS, BUSINESS BROKERS, ATTORNEYS AND OTHERS ASSOCIATED WITH THE SALE OF HIGHLY APPRECIATED ASSETS. 2. FOXY'S LLC, NON-INVESTMENT RELATED, 5318 E. 2ND STREET, #776, LONG BEACH, CA 90803, BUY AND HOLD REALESTATE, MEMBER, SINCE 5/1/2015, DEVOTED TIME IS 2 HRS A MONTH. 3. OWN REALESTATE, RONALD J. BURKARD, NON-INVESTMENT RELATED, 211 CLAREMONT AVE., LONG BEACH, CA 90803, 4. ACTING, ACTOR, SINCE 12/1/2015, NON INVESTMENT RELATED, DEVOTED TIME IS 2 HRS A MONTH, ACTOR IN MOVIES, TV SHOWS AND COMMERCIALS. 5. PINNACLE GROUP FINANCIAL SERVICES, NON-INVESTMENT RELATED, 3211 WEST WARNER AVE., SANTA ANA, CA 92704, DBA FOR BRANDING PURPOSES ONLY, SINCE 3/20/2014. 6. DITCH PRODUCTION, NON-INVESTMENT RELATED,211 CLAREMONT AVE., LONG BEACH, CA 90803, ACTOR IN FILM, SINCE 10/23/2012, DEVOTED TIME IS 10 HRS A MONTH, ACTING ROLE IN FEATURE LENGTH FILM. 7. A&R HOLDINGS POSITION: General Partner NATURE: Wholesale car dealership INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/30/2019 ADDRESS: 211 Claremont Ave., Long Beach CA 90803, United States DESCRIPTION: Wholesale car dealership
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-28 |
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