Thomas Gerard Briggs

Current Employers

Employment History

• 06/2009 → Present
  Raymond James Financial Services
  Toledo, OH
• 06/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Toledo, OH

Previous Registrations

• 2009-06-01 → 2009-06-26
  Morgan Stanley
  Toledo, OH
• 2000-11-01 → 2009-06-01
  Citigroup Global Markets Inc.
  Toledo, OH
  Toledo, OH

Other Businesses

(1)Name of Business: Address: 6012 Renaissance place Suite A, Toledo, OH, 43623, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 08/16/2011 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Insurance non-variable (2)Name of Business: 6012 LLC Address: 6012 Renaissance Pl Ste A, Toledo, OH, 43623, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 06/08/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner in Real estate rental of our future office building (3)Name of Business: Briggs wealth planning Address: 6012 Renaissance Pl Ste A, Toledo, OH, 43623, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/06/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: briggs Wealth Planning /support company (4)Name of Business: Nwq Wealth partners Address: 6012 Renaissance Pl Ste A, Toledo, OH, 43623, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/10/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Branch manager/ Financial Advisor (5)Name of Business: Thomas Briggs Address: 1855 Port Clinton Rd., Fremont, OH, 43420, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/24/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner of rental home (6)Name of Business: Thomas Briggs Trust Address: 1855 Port Clinton RD., 43420, OH, 43420, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/14/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Lease land to corporation (7)Name of Business: Tom Briggs Address: 1855 port Clinton Rd, Fremont, OH, 43420, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 03/13/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: FARM/land lease for wind generation with DTE and land rental for agricultural

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-03-28
• S65 Uniform Investment Adviser Law Examination
  1996-03-28

Other Names

• Tom Briggs
• Thomas G Briggs