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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2017-11-17 |
| TX | RA | APPROVED_RES | 2017-11-17 |
Branch Locations
805 N Whittington Pkwy Ste 100, Louisville, KY 40222 • United States
Goshen, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jjb Hilliard Wl Lyons Llc | Louisville | KY | 09/2008 | 11/2017 |
| Ameriprise Financial Services, Inc. | Louisville | KY | 11/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Louisville | KY | 03/2020 | Present |
Real Estate Ownership; Lot/Land; 2490 Pattons Creek Rd. Pendleton, Ky 40055 50 acres farm land, ,; Not Investment-Related; 11/17/2017 / Lot/Land; 3435 Bashford Ave. Court Louisville, KY 40218, ,; Not Investment-Related; 11/17/2017 / Lot/Land; 7600 Preston Hwy. Louisville, KY 40219, ,; Not Investment-Related; 11/17/2017 / Lot/Land; Lower Pattons Creek Rd. Pendleton, KY 40055 1900 acres farm land, ,; Not Investment-Related; 11/17/2017. Business Ownership; Snyder and Sons Rentals, Inc.; ; Commercial Real Estate; 3435 Bashford Ave. Court Louisville, KY 40218, ,; Not Investment-Related; 11/17/2017; 0 hours per month; 0 during trading hours / Pattons Creek Farm LLC; ; Working Farm; 517 Lower Pattons Creek Rd. Pendleton, KY 40055, ,; Not Investment-Related; 11/17/2017; 1 to 9 hours per month; 0 during trading hours. Board of Directors; The Mahan Foundation, Inc.; Board Member; 13906 Fairway Ln, , Goshen, KY, 40026; Not Investment-Related; 11/17/2017; 1 to 9 hours per month; 0 during trading hours / Oldham County Deputy Sheriff's Merit Board; Board Member; 100 W. Jefferson St., Suite 2, LaGrange, KY, 40031; Not Investment-Related; 04/24/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Kentucky Thoroughbred Association; Director; 4079 Iron Works Pkwy, , Lexington, KY, 40511; Not Investment-Related; 01/29/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-28 |
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