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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-02-22 |
| MN | RA | APPROVED | 2013-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 12/2005 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 10/2007 | Present |
1. RETIREMENT SOLUTIONS, 3303 N. Service Drive, Red Wing MN 55066, 10/1994 AS OWNERS/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10 HR/MO - 10 HR/MO TRADING. 2. DOUGLAS BEACH PROPERTIES LLC, 701 SOMERBY PKWY NE, BYRON, MN, 3/2017 AS PART-OWNER OF LLC TO HOLDS FAMILY PROPERTY. NIR - 2/YR- 0/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 25/WK - 25/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-07 |
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