Tracy Marie Sears

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2019 → Present
  Ameriprise Financial Services, Llc
  Red Wing, MN
• 09/2001 → 01/2017
  Goodhue County Abstract Company
  Red Wing, MN
• 01/2017 → 04/2017
  Knight Barry Title United
  Red Wing, MN
• 04/2017 → 05/2019
  Unemployed
  Ellsworth, WI

Other Businesses

Real Estate Ownership; Lot/Land; Ellsworth, WI 54011; Not Investment Related; September 2015/ Lot/Land; Ellsworth, WI 54011; Not Investment Related; June 2013/ Lot/Land; Ellsworth, WI 54011; Not Investment Related; December'12/ Lot/Land; Ellsworth, WI 54011; Not Investment Related; December'12/ Lot/Land; Ellsworth, WI 54011; Not Investment Related; December'12/ Lot/Land; Ellsworth, WI 54011; Not Investment Related; December'12/ Lot/Land; Ellsworth, WI 54011; Not Investment Related; July 2019/ Lot/Land; Ellsworth, WI 54011; Not Investment Related; September 2019/ Lot/Land; Ellsworth, WI 54011; Not Investment Related; July 2019/ Lot/Land; Ellsworth, WI 54011; Not Investment Related; July 2019. Business Ownership; Self Employed Farming; co-owners; Ag Farming; Ellsworth, WI 54011; Not Investment Related; December'12; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2020-08-25

Other Names

• Tracy Marie Daley