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James Scott Loquai

Excel Financial, LLC

Red Wing, MN

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Current Employers
Excel Financial, Llc

321 Main Street, Red Wing, MN 55066 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-12-01
FL RA APPROVED 2023-02-11
MN RA APPROVED 2014-04-11
  • WI RA
    APPROVED
    Since 2025-12-01
  • FL RA
    APPROVED
    Since 2023-02-11
  • MN RA
    APPROVED
    Since 2014-04-11

Branch Locations

321 Main Street, Red Wing, MN 55066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Excel Financial, Llc Red Wing MN 01/2008 Present
Deep Geo, Inc. Middletown RI 01/2020 11/2025
Sole Proprietor Red Wing MN 07/2006 Present
  • 01/2008 → Present
    Excel Financial, Llc
    Red Wing, MN
  • 01/2020 → 11/2025
    Deep Geo, Inc.
    Middletown, RI
  • 07/2006 → Present
    Sole Proprietor
    Red Wing, MN
Other Businesses

Sole Proprietor/Insurance Agent.; NOT INVESTMENT RELATED; Red Wing, MN; Insurance Sales; START DATE 07/2006; Less than 1% of time.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-25
  • S66 Uniform Combined State Law Examination
    2006-07-25
Designations

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WELLS FARGO CLEARING SERVICES, LLC
LPL FINANCIAL LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

JASON RICHARD YOCKEY
Tracy Marie Sears
GREGORY CONRAD ROE
JAMES CRANDELL LONG
JOHN PATRICK MORAN
JOHN RAYMOND LOQUAI
BRENT LESLIE URBACH
Collin Lars Baska

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · RED WING, MN
THRIVENT INVESTMENT MANAGEMENT INC. · RED WING, MN
EDWARD JONES · RED WING, MN
AEGIS INVESTMENT MANAGEMENT, LLC · RED WING, MN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Red Wing, MN
WELLS FARGO CLEARING SERVICES, LLC · RED WING, MN
EDWARD JONES · RED WING, MN
EDWARD JONES · RED WING, MN

More in Red Wing, MN

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