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Excel Financial, LLC CRD 145301
$404M regulatory AUM 5 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
321 Main Street, Red Wing, MN 55066 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-12-01 |
| FL | RA | APPROVED | 2023-02-11 |
| MN | RA | APPROVED | 2014-04-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Excel Financial, Llc | Red Wing | MN | 01/2008 | Present |
| Deep Geo, Inc. | Middletown | RI | 01/2020 | 11/2025 |
| Sole Proprietor | Red Wing | MN | 07/2006 | Present |
Sole Proprietor/Insurance Agent.; NOT INVESTMENT RELATED; Red Wing, MN; Insurance Sales; START DATE 07/2006; Less than 1% of time.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-25 |
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