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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-03-23
MN RA APPROVED 2013-11-27
  • TX RA
    APPROVED
    Since 2015-03-23
  • MN RA
    APPROVED
    Since 2013-11-27

Branch Locations

217 Plum St Ste 280, Red Wing, MN 55066 • United States

4470 Erin Dr Ste 102, Eagan, MN 55122 • United States

4115 26Th Street Nw (P2A) Suite 100, Rochester, MN 55901 • United States

Red Wing, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Red Wing MN 05/2005 03/2020
Ameriprise Financial Services, Llc Red Wing MN 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 217 Plum Street Suite 280, , Red Wing, MN, 55066; Not Investment-Related; 10/01/2021.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-04
  • S66 Uniform Combined State Law Examination
    2007-06-04
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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