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John Raymond Loquai

Excel Financial, LLC

Red Wing, MN

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Current Employers
Excel Financial, Llc

321 Main Street, Red Wing, MN 55066 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-04-23
  • MN RA
    APPROVED
    Since 2014-04-23

Branch Locations

321 Main Street, Red Wing, MN 55066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Excel Financial, Llc (145301) Red Wing MN 06/2010 Present
Excel Financial, Llc Red Wing MN 07/2013 Present
  • 06/2010 → Present
    Excel Financial, Llc (145301)
    Red Wing, MN
  • 07/2013 → Present
    Red Wing, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-06-08
  • S65 Uniform Investment Adviser Law Examination
    2010-06-08

View on SEC IAPD

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