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James Crandell Long

Excel Financial, LLC

Red Wing, MN

Centennial, CO

CRD 1823411

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Employer firm

Excel Financial, LLC CRD 145301

$404M regulatory AUM 5 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Excel Financial, Llc

321 Main Street, Red Wing, MN 55066 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2012-06-14
  • CO RA
    APPROVED
    Since 2012-06-14

Branch Locations

321 Main Street, Red Wing, MN 55066 • United States

Centennial, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Red Wing Software, Inc. Red Wing MN 05/2003 12/2020
Excel Financial, Llc Red Wing MN 08/2009 Present
Moran & Long, Llc Greenwood Village CO 01/2009 Present
  • 05/2003 → 12/2020
    Red Wing Software, Inc.
    Red Wing, MN
  • 08/2009 → Present
    Excel Financial, Llc
    Red Wing, MN
  • 01/2009 → Present
    Moran & Long, Llc
    Greenwood Village, CO
Previous Registrations
Other Businesses

Moran and Long, LLC; Greenwood Village, CO; not investment related; Partner of CPA firm since 01/2009; 76 hrs/mo

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-02
  • S65 Uniform Investment Adviser Law Examination
    2009-10-02

View on SEC IAPD

Nearby Firms

AMERIPRISE FINANCIAL SERVICES, LLC
THRIVENT INVESTMENT MANAGEMENT INC.
EDWARD JONES

Nearby Investors

JASON RICHARD YOCKEY
Tracy Marie Sears
GREGORY CONRAD ROE

Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · RED WING, MN
THRIVENT INVESTMENT MANAGEMENT INC. · RED WING, MN
EDWARD JONES · RED WING, MN

More in Red Wing, MN

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