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Inactive

Peter Sullivan

Hightower Advisors, LLC

Lexington, MA

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-01-19
  • MA RA
    APPROVED
    Since 2022-01-19

Branch Locations

12 Waltham St, Lexington, MA 02421 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Winalytics Boston MA 03/2019 12/2019
Thompson Wealth Management, Ltd. Concord MA 09/2019 12/2021
Unemployed Carlisle MA 01/2016 03/2019
Hightower Chicago IL 12/2021 Present
  • 03/2019 → 12/2019
    Winalytics
    Boston, MA
  • 09/2019 → 12/2021
    Thompson Wealth Management, Ltd.
    Concord, MA
  • 01/2016 → 03/2019
    Unemployed
    Carlisle, MA
  • 12/2021 → Present
    Hightower
    Chicago, IL
Previous Registrations
  • 2021-08-31 → 2022-01-17
    Thompson Wealth Management, Ltd.
    Concord, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-28
S63 Uniform Securities Agent State Law Examination 2015-01-16
  • S65 Uniform Investment Adviser Law Examination
    2021-07-28
  • S63 Uniform Securities Agent State Law Examination
    2015-01-16
Designations
Other Names
  • Peter Bryant Sullivan
  • Peter B Sullivan

View on SEC IAPD

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THOMAS JOSEPH OUELLETTE
Paul Matthew Garozzo
SPENCER NORMAN BETTS

Other Offices

LPL FINANCIAL LLC · LEXINGTON, MA
OUELLETTE WEALTH ADVISORY LLC · LEXINGTON, MA
HIGHTOWER ADVISORS, LLC · Lexington, MA
HIGHTOWER ADVISORS, LLC · Lexington, MA
STREET SMART FINANCIAL, LLC · LEXINGTON, MA
LPL FINANCIAL LLC · LEXINGTON, MA
LPL FINANCIAL LLC · LEXINGTON, MA
COMMONWEALTH FINANCIAL NETWORK · LEXINGTON, MA

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