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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| NJ | RA | APPROVED | 2021-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Equities, Inc. | Parsippany | NJ | 09/2005 | 09/2016 |
| Summit Financial Resources, Inc. | Parsippany | NJ | 09/2005 | 09/2016 |
| Summit Risk Management, Inc. | Parsippany | NJ | 08/2009 | 01/2020 |
| Summit Equities, Inc. | Parsippany | NJ | 09/2016 | 12/2018 |
| Summit Financial Resources, Inc. | Parsippany | NJ | 09/2016 | 09/2018 |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2018 | 01/2020 |
| Summit Financial, Llc | Parsippany | NJ | 11/2018 | 01/2020 |
| New York Life Insurance Co | White Plains | NY | 01/2020 | Present |
| Nylife Securities Llc | White Plains | NY | 05/2020 | Present |
| Eagle Strategies Llc | White Plains | NY | 01/2021 | Present |
[Insurance Brokering; I have one health ins. account w/ a 20+ year relationship and no plans for any more.; 639 Mabie Street New Milford, NJ 07646; Commissions; 1 hour per month, 0 during securities trading hours; insurance related] [FINRA Dispute Resolution Services/Arbitrator; Resolving securities and employment disputes between and among investors, brokerage firms and individual brokers.; 10 Harborside Plaza 3 Second Street Suite 900 Jersey City, NJ 07311; Start Date 10/2021; Role/Title: Independent Contractor; Investment Related; 8 hours per month; 8 hours per month during securities trading hours;participate as an arbitrator on a panel to assist in resolving cases brought before FINRA for resolution]
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-08-30 |
| S65 | Uniform Investment Adviser Law Examination | 2004-07-27 |
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