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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-02 |
| IL | RA | APPROVED | 2014-12-10 |
Branch Locations
211 Fulton Street Suite 500A, Peoria, IL 61602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Peoria | IL | 12/2014 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 02/2015 | 11/2019 |
*397202 - CASA - Court Appointed Special Advocates; Investment related - No; Peoria, Illinois; Children/Youth:Health and Welfare; Board Member:Other President of the Board (proprietor, partner, officer, director, employee, trustee, agent); 05/2020; During business hours: 0; After business hours: 5; Fundraising:Marketing:Business Development/Growth (2) 402781 - City of Peoria - Public Arts Advisory Commission; Not Investment Related; Peoria, IL; Government; Public Arts Commission; Start July 2020; During Business Hours: 0; After Business Hours: 2; Advise the Mayor and Council concerning policies regarding the role and value of public art and to make recommendations regarding requests to donate or loan works of art to the city. (3) 474257 - B and K Illinois LLC; Investment Related; Peoria, IL; LLC; Partner; Start January 2022; During business hours: 0; After business hours: 12; Part Owner of LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-31 |
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