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Kari S Braggs

Morgan Stanley

Peoria, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
IL RA APPROVED 2014-12-10
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • IL RA
    APPROVED
    Since 2014-12-10

Branch Locations

211 Fulton Street Suite 500A, Peoria, IL 61602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Peoria IL 12/2014 Present
Morgan Stanley Private Bank, N.A. New York NY 02/2015 11/2019
  • 12/2014 → Present
    Morgan Stanley Smith Barney Llc
    Peoria, IL
  • 02/2015 → 11/2019
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Other Businesses

*397202 - CASA - Court Appointed Special Advocates; Investment related - No; Peoria, Illinois; Children/Youth:Health and Welfare; Board Member:Other President of the Board (proprietor, partner, officer, director, employee, trustee, agent); 05/2020; During business hours: 0; After business hours: 5; Fundraising:Marketing:Business Development/Growth (2) 402781 - City of Peoria - Public Arts Advisory Commission; Not Investment Related; Peoria, IL; Government; Public Arts Commission; Start July 2020; During Business Hours: 0; After Business Hours: 2; Advise the Mayor and Council concerning policies regarding the role and value of public art and to make recommendations regarding requests to donate or loan works of art to the city. (3) 474257 - B and K Illinois LLC; Investment Related; Peoria, IL; LLC; Partner; Start January 2022; During business hours: 0; After business hours: 12; Part Owner of LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-11-08
S63 Uniform Securities Agent State Law Examination 1996-01-31
  • S65 Uniform Investment Adviser Law Examination
    2002-11-08
  • S63 Uniform Securities Agent State Law Examination
    1996-01-31
Other Names
  • Kari S Burg
  • Kari Sue Burg
  • Kari Sue Laabs
  • Kari S Burg-Braggs

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