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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-04-20 |
| TX | RA | APPROVED_RES | 2018-04-17 |
Branch Locations
200 Glastonbury Blvd Suite 103, Glastonbury, CT 06033-4418 • United States
Old Saybrook, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Old Greenwich | CT | 08/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Old Greenwich | CT | 11/2016 | 04/2018 |
| Rbc Capital Markets, Llc | Glastonbury | CT | 04/2018 | Present |
| City National Bank | Glastonbury | CT | 08/2020 | 12/2022 |
INVESPA PROPERTIES, LLC; NON INV RELATED; BERLIN, CT; 100% OWNERSHIP; START 4/12; 0 HRS PER MONTH 0 DURING TRADING. TRUSTEE FOR SON; INV RELATED; HOMOSASSA, FL; START 03/20/2003; 1 HOUR PER MONTH/ 0 DURING TRADING HOURS. BUSINESS NETWORKING GROUP; INV RELATED; WINDSOR, CT; MEMBER; START 05/23/2014; 4 HOURS PER MONTH/ 0 DURING TRADING HOURS. BNI RENTAL PROPERTY, INV RELATED, OLD SAYBROOK, CT, 100% OWNERSHIP, START 6/25/2017, ZERO HOURS PER MONTH, LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-31 |
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