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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-10-06 |
Branch Locations
4275 Executive Square Ste 210, La Jolla, CA 92037-1476 • United States
San Diego, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Diego | CA | 10/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | San Diego | CA | 03/2020 | Present |
Business Ownership; Sean's AirBnB; Owner; Real Estate; 66760 Sunnylope Dr., , Joshua Tree, CA, 92252; Not Investment-Related; 02/01/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-24 |
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