James Robert Clarke

Current Employers

Employment History

• 05/2013 → Present
  Lpl Financial Llc
  Edmonds, WA
• 05/2013 → 03/2025
  Financial Advocates Investment Management
  Olympia, WA

Previous Registrations

• 2013-05-03 → 2025-04-28
  Financial Advocates Investment Management
  Olympia, WA
  Edmonds, WA
  Leavenworth, WA
• 2007-11-02 → 2013-05-06
  D.A. Davidson & Co.
  Edmonds, WA
• 1997-04-24 → 2007-11-08
  A. G. Edwards & Sons, Inc.
  Edmonds, WA
  Edmonds, WA

Other Businesses

1. 03/12/2013: OLYMPIC INVESTMENT GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED 2. 05/16/2013: FINANCIAL ADVOCATES INVESTMENT MANAGEMENT - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR: (HYBRID) FINANCIAL ADVOCATES INVESTMENT MANAGEMENT - 50% OF TIME SPENT - INVESTMENT ADVISER REPRESENTATIVE 3. 11/25/2014: FINANCIAL ADVOCATES INVESTMENT MANAGEMENT (DBA OLYMPIC INVESTMENT GROUP) - INV REL - AT REPORTED BUSIENSS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA: OLYMPIC INVESTMENT GROUP - START 11/11/2014 - 80 HR/MO ALL DURING SECS TRDG HRS 4. 04/22/2015: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - START 04/01/2015 - 1 HR/MO ALL DURING SEC TRDG HRS - INS TYPES: LIFE, DISABILITY, LONG-TERM CARE 5. 04/29/2015 - MULTIPLE IMOS - OTHER - REFERRALS - NOT INV REL - START 05/01/2015 - 2 HRS/MO DURING SECS TRDG HRS 6. 11/27/2015 - james clarke llc - INV REL - 144 railroad ave suite 301 Edmonds wa 98020 - Business Entity For Tax/Investment Purposes Only - START 05/06/13 - 1 HOUR PER MONTH - All LPL and financial advocates revenue.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-04-09
• S63 Uniform Securities Agent State Law Examination
  1995-12-28

Other Names

• James Robert Clarke
• Jim Clarke