David Martin Tauber

Current Employers

Employment History

• 06/2007 → Present
  2 School Street, Llc
  Glastonbury, CT
• 06/2007 → Present
  Dmm Main Street, Llc
  Glastonbury, CT
• 09/2015 → 07/2020
  Investacorp, Inc.
  Miami, FL
• 09/2015 → 07/2020
  Investacorp Advisory Services, Inc.
  Miami, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  Glastonbury, CT
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  Glastonbury, CT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Glastonbury, CT

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  Glastonbury, CT
• 2015-09-08 → 2020-07-17
  Investacorp Advisory Services Inc
  Glastonbury, CT
• 2007-08-30 → 2015-09-10
  Invest Financial Corporation
  Glastonbury, CT
• 2002-09-10 → 2007-08-30
  Securities America Advisors, Inc.
  Glastonbury, CT
  Glastonbury, CT

Other Businesses

1. TAUBER ASSET MANAGEMENT POSITION: Provide competitive fixed rates NATURE: Traditional Fixed insurance sales and service. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/12/1999 ADDRESS: 2234 Main St, Glastonbury CT 06033 DESCRIPTION: Fixed Annuities 2. DMM MAIN ST LLC POSITION: Landlord NATURE: Landlord for rental property. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/07/2007 ADDRESS: 2234 Main St, Glastonbury CT 06033 DESCRIPTION: collect rent and maintain property. 3. TAUBER ASSET MANAGEMENT POSITION: Advisor NATURE: Fee based asset management or planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 64 SECURITIES TRADING HOURS: 64 START DATE: 07/17/2020 ADDRESS: 2234 MAIN ST, GLASTONBURY CT 06033-2207 DESCRIPTION: Self manage or integrate third party asset managers to manage client assets utilizing MF's, ETF'S, Stocks, Bonds, Interval Funds, and others products. Also provide financial plans utilizing approved software. I have the ability to charge an hourly fee, asset based fee, or annual fee based upon the determined service desired by client. 4. DBA - Tauber Asset Management 5. RENTAL INCOME FROM VACATION HOME. POSITION: upkeep property NATURE: Real Estate rental property. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 1 Meikle Ave, Newport RI 02840 DESCRIPTION: rental income from vacation home. 6. SCHOOL ST ADVISORS LLC POSITION: Owner NATURE: Own, Rent, and Maintain office space. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 36 School St, GLASTONBURY CT 06033-2207, United States DESCRIPTION: Collect rent and maintain small office building. Pay utilities and taxes on property after collecting rent.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-01
• S63 Uniform Securities Agent State Law Examination
  1996-01-26

Other Names

• Dave Tauber