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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-09-01
  • MD RA
    APPROVED
    Since 2023-09-01

Branch Locations

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

11019 Mccormick Road, Suite 110, Hunt Valley, MD 21031 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Ins. Co Springfield MA 09/1995 08/2023
Mml Investors Services, Inc. Springfield MA 10/1995 08/2023
Lpl Financial Llc Hunt Valley MD 08/2023 Present
Global Retirement Partners, Llc San Rafael CA 08/2023 Present
Hub International Investment Services, Inc. Kansas City MO 08/2025 Present
  • 09/1995 → 08/2023
    Massachusetts Mutual Life Ins. Co
    Springfield, MA
  • 10/1995 → 08/2023
    Mml Investors Services, Inc.
    Springfield, MA
  • 08/2023 → Present
    Lpl Financial Llc
    Hunt Valley, MD
  • 08/2023 → Present
    San Rafael, CA
  • 08/2025 → Present
    Hub International Investment Services, Inc.
    Kansas City, MO
Previous Registrations
Other Businesses

1) 08/04/2023 - FRANKLIN FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 08/04/2023 - FRANKLIN FINANCIAL GROUP - Non-Variable Insurance - Selling: Life insurance, disability insurance, long term care insurance, and fixed annuities - MD 21031 - Investment related - 80 Hours per month - Start date: 9/1/2023. 3) 08/04/2023 - HUB INTERNATIONAL - Outside/W-2 Employment - Sell and service insurance and investment products - MD 21031 - Non investment related - 160 Hours per month - Start date: 9/1/2023. 4) 08/04/2023 - HUB RETIREMENT AND WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 5) 08/04/2023 - FRANKLIN INVESTMENT GROUP - Business Entity For Tax/Investment Purposes Only - MD 21031 - Non investment related - 160 Hours per month - Start date: 9/1/2023 . 6) 08/04/2023 - FRANKLIN FINANCIAL GROUP, A DIV OF HUB RETIREMENT & WEALTH MGMT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month 7) 09/06/2023 - HUB RETIREMENT AND WEALTH MANAGEMENT - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 9/1/2023 - 160 Hours Per Month/ 8 Hours During Trading 8) 09/06/2023 - FRANKLIN FIN. GROUP, A DIV OF HUB RETIREMENT - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 9/1/2023 - 160 Hours Per Month/ 8 Hours During Trading 9) 09/06/2023 -FRANKLIN FINANCIAL GROUP - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 9/1/2023 - 160 Hours Per Month/ 8 Hours During Trading 10) 09/06/2023 -GLOBAL RETIREMENT PARTNERS - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 9/1/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 9/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11) 06/21/2024 - HUB INTERNATIONAL INVESTMENT SERVICES INC - Inv Related - At Reported Business Location(s) - Other - Accommodation Broker Dealer - Started: 11/1/2023 - 0 Hr/Mo.

Designations
Other Names
  • William D Franklin

View on SEC IAPD

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