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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-09-01 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
11019 Mccormick Road, Suite 110, Hunt Valley, MD 21031 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Ins. Co | Springfield | MA | 09/1995 | 08/2023 |
| Mml Investors Services, Inc. | Springfield | MA | 10/1995 | 08/2023 |
| Lpl Financial Llc | Hunt Valley | MD | 08/2023 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 08/2023 | Present |
| Hub International Investment Services, Inc. | Kansas City | MO | 08/2025 | Present |
1) 08/04/2023 - FRANKLIN FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 08/04/2023 - FRANKLIN FINANCIAL GROUP - Non-Variable Insurance - Selling: Life insurance, disability insurance, long term care insurance, and fixed annuities - MD 21031 - Investment related - 80 Hours per month - Start date: 9/1/2023. 3) 08/04/2023 - HUB INTERNATIONAL - Outside/W-2 Employment - Sell and service insurance and investment products - MD 21031 - Non investment related - 160 Hours per month - Start date: 9/1/2023. 4) 08/04/2023 - HUB RETIREMENT AND WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 5) 08/04/2023 - FRANKLIN INVESTMENT GROUP - Business Entity For Tax/Investment Purposes Only - MD 21031 - Non investment related - 160 Hours per month - Start date: 9/1/2023 . 6) 08/04/2023 - FRANKLIN FINANCIAL GROUP, A DIV OF HUB RETIREMENT & WEALTH MGMT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month 7) 09/06/2023 - HUB RETIREMENT AND WEALTH MANAGEMENT - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 9/1/2023 - 160 Hours Per Month/ 8 Hours During Trading 8) 09/06/2023 - FRANKLIN FIN. GROUP, A DIV OF HUB RETIREMENT - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 9/1/2023 - 160 Hours Per Month/ 8 Hours During Trading 9) 09/06/2023 -FRANKLIN FINANCIAL GROUP - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 9/1/2023 - 160 Hours Per Month/ 8 Hours During Trading 10) 09/06/2023 -GLOBAL RETIREMENT PARTNERS - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 9/1/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 9/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11) 06/21/2024 - HUB INTERNATIONAL INVESTMENT SERVICES INC - Inv Related - At Reported Business Location(s) - Other - Accommodation Broker Dealer - Started: 11/1/2023 - 0 Hr/Mo.
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