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Peter Joseph Purcell

Tiaa-Cref Individual & Institutional Services, LLC

Hamden, CT

Cheshire, CT

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-08-25
TX RA APPROVED_RES 2025-08-21
CT RA APPROVED 2007-02-14
  • VT RA
    APPROVED
    Since 2025-08-25
  • TX RA
    APPROVED_RES
    Since 2025-08-21
  • CT RA
    APPROVED
    Since 2007-02-14

Branch Locations

One Hamden Center 2319 Whitney Avenue, Suite 6A, Hamden, CT 06518 • United States

Cheshire, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Hamden CT 11/2006 Present
Tiaa Hamden CT 11/2006 Present
Previous Registrations
  • 2004-04-27 → 2006-12-01
    Voya Financial Partners, Llc
    Glastonbury, CT
    Windsor, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-16
S63 Uniform Securities Agent State Law Examination 1999-11-23
  • S65 Uniform Investment Adviser Law Examination
    1999-12-16
  • S63 Uniform Securities Agent State Law Examination
    1999-11-23
Other Names
  • Peter Joseph Purcell

View on SEC IAPD

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