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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-02-14
  • CA RA
    APPROVED
    Since 2018-02-14

Branch Locations

27918 Franklin Pkway, Valencia, CA 91355 • United States

100 N. 1St Street, Burbank, CA 91505 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corp. Burbank CA 09/2013 02/2018
Logix Fcu Burbank CA 09/2013 Present
Lpl Financial Llc Burbank CA 02/2018 Present
  • 09/2013 → 02/2018
    Invest Financial Corp.
    Burbank, CA
  • 09/2013 → Present
    Logix Fcu
    Burbank, CA
  • 02/2018 → Present
    Burbank, CA
Previous Registrations
  • 2013-09-16 → 2018-02-14
    Invest Financial Corporation
    Burbank, CA
    Appleton, WI
  • 2011-09-08 → 2013-10-02
    Cuso Financial Services, L.P.
    North Hollywood, CA
  • 2009-01-16 → 2011-09-06
    Bancwest Investment Services, Inc.
    Torrance, CA
    Monterey Park, CA
    West Covina, CA
    San Marino, CA
    Monterey Park, CA
    Los Angeles, CA
    Gardena, CA
  • 2002-05-01 → 2007-07-12
    Banc Of America Investment Services, Inc.
    Pasadena, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Pasadena, CA
    Hollywood, CA
Other Businesses

1. 02/14/2018 - Logix Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-30
S63 Uniform Securities Agent State Law Examination 1997-10-17
  • S66 Uniform Combined State Law Examination
    2005-08-30
  • S63 Uniform Securities Agent State Law Examination
    1997-10-17
Other Names
  • Charles J Hahn
  • Charlie Hahn

View on SEC IAPD

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