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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-06-14 |
| KY | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
325 W Main St Ste 2102, Louisville, KY 40202-4282 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Louisville | KY | 11/2004 | 06/2024 |
| Main Street Wealth Management | Louisville | KY | 10/2004 | Present |
| Securities America Advisors | Lavista | NE | 09/2011 | 06/2024 |
| Osaic Wealth, Inc. | Louisville | KY | 06/2024 | Present |
1. MAINSTREET WEALTH MANAGEMENT POSITION: Producer NATURE: INSURANCE BROKERAGE - AGENT/SALES - Investment Related - Start Date: 8/1995 - Located at 325 W Main St Ste 2102, Louisville, KY 40202-4282 INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 08/01/1995 ADDRESS: 325 W. Main Street. Ste. 2102, Louisville KY 40202 DESCRIPTION: Selling Term life when appropriate for a client Selling fixed annuities when requested by a client. 2. DBA - MainStreet Wealth Management, LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-28 |
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