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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-21 |
Branch Locations
3999 N Harbor City Blvd, Melbourne, FL 32935 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Rockledge | FL | 02/2015 | 04/2018 |
| Raymond James & Associates | Melbourne | FL | 04/2018 | 01/2026 |
| Ameriprise Financial Services, Llc | Melbourne | FL | 01/2026 | Present |
Board of Directors; Helping Seniors of Brevard; Treasurer; 1344 S Apollo Blvd, , Melbourne, FL, 32901; Not Investment-Related; 01/25/2021; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-02 |
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