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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-09-16 |
| TX | RA | APPROVED | 2024-09-06 |
Branch Locations
2950 Breckenridge Ln., Suite 6, Louisville, KY 40220 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spc | Louisville | KY | 08/2004 | 09/2024 |
| Parkland Securities | Ann Arbor | MI | 08/2014 | 09/2024 |
| Lpl Financial | Louisville | KY | 09/2024 | Present |
1) 09/2024 - Hass Real Estate LLC / Owner of Real Estate / Real Estate Rental / Inv. Related / Start date 05/20/2009 - 160 Hrs per month -2 % Time Spent 2) 09/2024 - Corvus Capital, LLC / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 3) 09/2024 - Hass Financial LLC / Non-Variable Insurance / Inv. Related / Start date 05/01/2024 - 160 Hrs per month -15 % Time Spent 4) 09/2024 - Hass Properties, LLC / Owner of Real Estate / Real Estate Rental / Inv. Related / Start date 08/15/2009 - 160 Hrs per month -2 % Time Spent 5) 09/2024 - Tree Farm Road LLC / Owner of Real Estate / Real Estate Rental / Inv. Related / Start date 12/10/2015 - 160 Hrs per month -1 % Time Spent 6) 09/2024 - Louisville Money Makers / Investment club / Non Inv. Related / Start date 01/10/2004 - 160 Hrs per month 7) 09/12/2024 - Hass Financial llc - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/04/2004 - 20 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-27 |
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