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Christopher Charles Hass

LPl Financial LLC

Louisville, KY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-09-16
TX RA APPROVED 2024-09-06
  • KY RA
    APPROVED
    Since 2024-09-16
  • TX RA
    APPROVED
    Since 2024-09-06

Branch Locations

2950 Breckenridge Ln., Suite 6, Louisville, KY 40220 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Spc Louisville KY 08/2004 09/2024
Parkland Securities Ann Arbor MI 08/2014 09/2024
Lpl Financial Louisville KY 09/2024 Present
  • 08/2004 → 09/2024
    Louisville, KY
  • 08/2014 → 09/2024
    Parkland Securities
    Ann Arbor, MI
  • 09/2024 → Present
    Lpl Financial
    Louisville, KY
Previous Registrations
  • 2004-08-20 → 2024-09-06
    New Albany, IN
    Louisville, KY
Other Businesses

1) 09/2024 - Hass Real Estate LLC / Owner of Real Estate / Real Estate Rental / Inv. Related / Start date 05/20/2009 - 160 Hrs per month -2 % Time Spent 2) 09/2024 - Corvus Capital, LLC / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) 3) 09/2024 - Hass Financial LLC / Non-Variable Insurance / Inv. Related / Start date 05/01/2024 - 160 Hrs per month -15 % Time Spent 4) 09/2024 - Hass Properties, LLC / Owner of Real Estate / Real Estate Rental / Inv. Related / Start date 08/15/2009 - 160 Hrs per month -2 % Time Spent 5) 09/2024 - Tree Farm Road LLC / Owner of Real Estate / Real Estate Rental / Inv. Related / Start date 12/10/2015 - 160 Hrs per month -1 % Time Spent 6) 09/2024 - Louisville Money Makers / Investment club / Non Inv. Related / Start date 01/10/2004 - 160 Hrs per month 7) 09/12/2024 - Hass Financial llc - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/04/2004 - 20 Hours Per Month/ 1 Hour During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-09
S63 Uniform Securities Agent State Law Examination 1998-04-27
  • S66 Uniform Combined State Law Examination
    2004-07-09
  • S63 Uniform Securities Agent State Law Examination
    1998-04-27
Other Names
  • Chris Hass

View on SEC IAPD

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