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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-02-22
  • CA RA
    APPROVED
    Since 2018-02-22

Branch Locations

790 E Colorado Blvd Ste 710, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Sherman Oaks CA 02/2015 01/2018
The Prudential Insurance Company Of America Sherman Oaks CA 02/2015 01/2018
Massmutual Life Insurance Company Arcadia CA 02/2018 Present
Mml Investors Services, Llc Arcadia CA 01/2018 Present
  • 02/2015 → 01/2018
    Sherman Oaks, CA
  • 02/2015 → 01/2018
    The Prudential Insurance Company Of America
    Sherman Oaks, CA
  • 02/2018 → Present
    Massmutual Life Insurance Company
    Arcadia, CA
  • 01/2018 → Present
    Arcadia, CA
Previous Registrations
Other Businesses

NAME: KUKANA ANA LLC INV REL: N ADD: 14320 VENTURA BLVD UNIT 705 SHERMAN OAKS CA 91423 NATURE: ONLINE SALES OF CONSUMER GOODS POSITION: SALES START DATE: 06/08/2020 NO HRS/MO: 15 NO/HRS MO DUR TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-18
S63 Uniform Securities Agent State Law Examination 1995-10-02
  • S65 Uniform Investment Adviser Law Examination
    1997-11-18
  • S63 Uniform Securities Agent State Law Examination
    1995-10-02

View on SEC IAPD

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