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Inactive

Brian David Marvin

Alphacore Capital LLC

La Jolla, CA

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Current Employers
Alphacore Capital Llc

1200 Prospect St Suite 200, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-02
UT RA APPROVED 2024-09-11
NY RA APPROVED 2021-05-07
TX RA APPROVED 2021-05-07
  • CA RA
    APPROVED
    Since 2025-01-02
  • UT RA
    APPROVED
    Since 2024-09-11
  • NY RA
    APPROVED
    Since 2021-05-07
  • TX RA
    APPROVED
    Since 2021-05-07

Branch Locations

1200 Prospect St Suite 200, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Globeflex San Diego CA 11/2016 05/2020
Alphacore Capital La Jolla CA 05/2020 Present
Unemployed Wilmington DE 04/2016 10/2016
  • 11/2016 → 05/2020
    Globeflex
    San Diego, CA
  • 05/2020 → Present
    Alphacore Capital
    La Jolla, CA
  • 04/2016 → 10/2016
    Unemployed
    Wilmington, DE
Previous Registrations
Other Businesses

Representative has a 5% ownership stake in Marvin & Palmer Associates (Wilmington, DE). Investment related but no title, role, or responsibilities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-15
S63 Uniform Securities Agent State Law Examination 1996-01-16
  • S65 Uniform Investment Adviser Law Examination
    2020-06-15
  • S63 Uniform Securities Agent State Law Examination
    1996-01-16

View on SEC IAPD

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