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2223 Avenida De La Playa, Suite 206, La Jolla, CA 92037 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-31 |
Branch Locations
2223 Avenida De La Playa, Suite 206, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Globeflex Capital, L.P. | La Jolla | CA | 06/1993 | 01/2022 |
| Andrew Mark Consultant | La Jolla | CA | 01/2022 | 03/2022 |
| Pacific Spirit Investments Lp | La Jolla | CA | 04/2022 | Present |
Name: Pacific Spirit LLC. Investment related: Investment related but not in financial markets. Address: 8248 Paseo del Ocaso, La Jolla, CA 92037. Nature of Business: Real Estate investment. Position and Title: CEO/President and Managing Member. Start date: May 12, 2017. Number of hours per month: 5-10. Number of hour during securities trading hours: 0. Duties: Company owns a couple of investment properties, and representative runs the company.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-10 |
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