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Steven Andrew Yeager

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Las Vegas, NV

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2018-10-10
TX RA APPROVED 2018-09-28
  • NV RA
    APPROVED
    Since 2018-10-10
  • TX RA
    APPROVED
    Since 2018-09-28

Branch Locations

400 S Rampart Blvd, Las Vegas, NV 89145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Las Vegas NV 01/2011 11/2016
Wells Fargo Clearing Services, Llc Las Vegas NV 11/2016 09/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 09/2018 Present
Bank Of America, N.A. Las Vegas NV 11/2018 Present
Previous Registrations
  • 2011-01-28 → 2018-10-03
    Wells Fargo Clearing Services, Llc
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Glendale, AZ
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    North Las Vegas, NV
    North Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
  • 2009-10-23 → 2011-02-02
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Las Vegas, NV
    Las Vegas, NV
  • 2008-03-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Las Vegas, NV
    Las Vegas, NV
  • 2007-04-02 → 2008-04-07
    Morgan Stanley & Co. Llc
    Las Vegas, NV
  • 2002-09-05 → 2007-04-02
    Morgan Stanley Dw Inc.
    Las Vegas, NV
    Las Vegas, NV
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-02
S63 Uniform Securities Agent State Law Examination 1995-09-09
  • S65 Uniform Investment Adviser Law Examination
    1995-12-02
  • S63 Uniform Securities Agent State Law Examination
    1995-09-09

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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