Ronald Lance Baker

Current Employers

Employment History

• 01/2015 → Present
  Raymond James Financial Services
  Edmond, OK
• 02/2015 → Present
  Raymond James Financial Services Advisers Inc.
  Edmond, OK

Previous Registrations

• 2008-10-20 → 2015-02-04
  Stifel, Nicolaus & Company, Incorporated
  Oklahoma City, OK
  St. Louis, MO
• 2008-01-01 → 2008-10-27
  Wells Fargo Clearing Services, Llc
  Oklahoma City, OK
• 1999-11-24 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Oklahoma City, OK
  Oklahoma City, OK

Other Businesses

(1)Name of Business: AppraisalShield, LLC Address: 2540 Spring Lake Court, Jones, OK, 73049, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 08/31/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be a partial owner in AppraisalShield, LLC. I will NOT have any part in the day-to-day operations of the company. My role will be as an advisory member of the executive team. Be a sounding board for business ideas and company direction for the acting President (Stephen Schmedt). I will review financials due to my ownership. I will not receive a salary. (2)Name of Business: Baker Wealth Strategies, LLC Address: 2417 S Bryant Ave, Edmond, OK, 73013, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC for tax purposes - all payments/fees/commissions paid to me via RJFS are deposited to this LLC (3)Name of Business: Kismet Arts Studio & Theatre Address: 12805 Quaker Drive, Oklahoma City, OK, 73120, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 01/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Meet 6 times per year to offer guidance and business advice to the owners of Kismet. (4)Name of Business: LB-Squared, LLC Address: 2540 Spring Lake Court, Jones, OK, 73049, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is an LLC set up to collect oil/gas royalties that were inherited by my wife from her family (5)Name of Business: RL Baker Properties, LLC Address: 2540 Spring Lake Court, Jones, OK, 73013, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This LLC holds the building I purchased. My Raymond James practice is located in this building as a satellite office approved by compliance. (6)Name of Business: RL Baker Ventures, LLC Address: 2540 Spring Lake Court, Jones, OK, 73049, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This LLC will hold my investment in Appraisal Shield, LLC. I am the 100% sole owner/member of RL Baker Ventures, LLC (7)Name of Business: The Advisors Address: 2417 S Bryant Ave, Edmond, OK, 73013-6130, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 02/01/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The Advisors is the business name (support company name) for the combined branches of 8KJ and 8KJ02.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-04
• S63 Uniform Securities Agent State Law Examination
  1996-04-04