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Frank Ventura

Eagle Strategies LLC

White Plains, NY

New York, NY

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-10
  • NY RA
    APPROVED
    Since 2022-10-10

Branch Locations

44 South Broadway, White Plains, NY 10601 • United States

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Richard A. Rosenblatt & Co., Inc. New York NY 11/2000 09/2021
Guardian Lifer Insurance Co Of America Tarrytown NY 09/2021 Present
Park Avenue Securities, Llc Tarrytown NY 10/2021 09/2022
New York Life White Plains NY 10/2022 Present
  • 11/2000 → 09/2021
    Richard A. Rosenblatt & Co., Inc.
    New York, NY
  • 09/2021 → Present
    Guardian Lifer Insurance Co Of America
    Tarrytown, NY
  • 10/2021 → 09/2022
    Park Avenue Securities, Llc
    Tarrytown, NY
  • 10/2022 → Present
    New York Life
    White Plains, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-11
S63 Uniform Securities Agent State Law Examination 2004-07-27
  • S65 Uniform Investment Adviser Law Examination
    2022-04-11
  • S63 Uniform Securities Agent State Law Examination
    2004-07-27
Other Names
  • Frank Enrique Ventura

View on SEC IAPD

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