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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-19 |
| NJ | RA | APPROVED | 2024-04-19 |
| TX | RA | APPROVED | 2024-04-18 |
Branch Locations
19 Center St, Chatham, NJ 07928 • United States
2385 Nw Executive Center Dr Ste 260 [Satellite], Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Bethesda | MD | 01/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bethesda | MD | 11/2016 | 04/2024 |
| Wells Fargo Advisors Financial Network, Llc | Boca Raton | FL | 04/2024 | Present |
LOAN, INV RELATED, PLANTATION, FL, START: 3/1/2017, 0 HRS/MONTH, 0 HRS DURING TRADING. LOAN, INV RELATED, PLANTATION, FL, START: 12/31/2017, 0 HRS/MONTH, 0 HRS DURING TRADING. LOAN, INV RELATED, HOUSTON, TX, START: 8/15/2019, 0 HRS/MONTH, 0 HRS DURING TRADING. LOAN, INV RELATED, HOUSTON, TX, START: 12/31/2019, 0 HRS/MONTH, 0 HRS DURING TRADING. LOAN, INV RELATED, WASHINGTON, DC, START: 1/31/2020, 0 HRS/MONTH, 0 HRS DURING TRADING. LOAN, INV RELATED, WASHINGTON, DC, START: 6/18/2020, 0 HRS/MONTH, 0 HRS DURING TRADING. LOAN, INV RELATED, HOUSTON, TX, START: 10/15/2020, 0 HRS/MONTH, 0 HRS DURING TRADING. LOAN, INV RELATED, WASHINGTON, DC, START: 12/14/2020, 0 HRS/MONTH, 0 HRS DURING TRADING. LOAN, INV RELATED, PLANTATION, FL, START: 5/31/2021, 0 HRS/MONTH, 0 HRS DURING TRADING. RG WEALTH LLC; INV RELATED; BOCA RATON, FL; 100% OWNERSHIP; START 4/22/2024; 0 HOURS PER MONTH; 0 DURING TRADING; FINET.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-26 |
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