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Christopher Sean Flanagan

Prospera Financial Services, Inc.

White Plains, NY

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Current Employers
Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-02-14
  • NY RA
    APPROVED
    Since 2021-02-14

Branch Locations

200 Mamaroneck Ave Suite 204, White Plains, NY 10601 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Prospera Financial Services Dallas TX 04/2015 Present
  • 04/2015 → Present
    Prospera Financial Services
    Dallas, TX
Previous Registrations
  • 2007-05-29 → 2015-04-10
    Citigroup Global Markets Inc.
    Bedford Village, NY
    Long Island City, NY
    Westlake Village, CA
    Ossining, NY
    Boca Raton, FL
    Stamford, CT
    Mohegan Lake, NY
    New York, NY
    Westlake Village, CA
    Somers, NY
  • 2004-11-09 → 2007-05-29
    Citicorp Investment Services
    Somers, NY
    Somers, NY
Other Businesses

Chris Flanagan; Investment Related - [No]: 200 Mamaroneck Ave., White Plains, NY 10601; Subletter: Start Date [10/2024] 0 Hours Per Month, 0 During Trading Hours; Subletting a single office in our office suite.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-09
S63 Uniform Securities Agent State Law Examination 1995-08-01
  • S65 Uniform Investment Adviser Law Examination
    2000-11-09
  • S63 Uniform Securities Agent State Law Examination
    1995-08-01

View on SEC IAPD

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