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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-06-13 |
| IL | RA | APPROVED | 2009-10-05 |
Branch Locations
28381 Davis Pkwy Ste 703, Warrenville, IL 60555 • United States
Aurora, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | St. Charles | IL | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | St Charles | IL | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Warrenville | IL | 03/2020 | Present |
Board of Directors; Nankai University Alumni Association; Board Director; n/a, , n/a, IL, n/a; Not Investment-Related; 10/01/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-11-21 |
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