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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-19
  • IL RA
    APPROVED
    Since 2024-01-19

Branch Locations

27575 Ferry Rd Ste 101, Warrenville, IL 60555 • United States

155 N Wacker Drive Suite 4250, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Oak Brook IL 10/2005 01/2024
Osaic Wealth, Inc. Chicago IL 01/2024 Present
  • 10/2005 → 01/2024
    Woodbury Financial Services
    Oak Brook, IL
  • 01/2024 → Present
    Chicago, IL
Previous Registrations
  • 2005-10-19 → 2024-01-19
    Woodbury Financial Services, Inc.
    Oak Brook, IL
    Chicago, IL
    Oakbrook Terrace, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-18
S63 Uniform Securities Agent State Law Examination 2003-12-01
  • S66 Uniform Combined State Law Examination
    2005-04-18
  • S63 Uniform Securities Agent State Law Examination
    2003-12-01
Other Names
  • Lark L Rains
  • Lark Lee Rains
  • Lark Lee Rains

View on SEC IAPD

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