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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-10-13
TX RA APPROVED 2025-01-06
IL RA APPROVED 2024-01-19
  • MI RA
    APPROVED
    Since 2025-10-13
  • TX RA
    APPROVED
    Since 2025-01-06
  • IL RA
    APPROVED
    Since 2024-01-19

Branch Locations

27575 Ferry Road Suite 101, Warrenville, IL 60555 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services, Inc. Downers Grove IL 09/1999 01/2024
Osaic Wealth, Inc. Warrenville IL 01/2024 Present
  • 09/1999 → 01/2024
    Woodbury Financial Services, Inc.
    Downers Grove, IL
  • 01/2024 → Present
    Warrenville, IL
Previous Registrations
  • 2006-03-16 → 2024-01-19
    Woodbury Financial Services, Inc.
    Lisle, IL
    Warrenville, IL
    Warrenville, IL
Other Businesses

1. MARC SWEDA POSITION: Agent NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/1999 ADDRESS: 27575 Ferry Road, Suite 101, Warrenville IL 60555 DESCRIPTION: I sell traditional Insurance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-01
S63 Uniform Securities Agent State Law Examination 1999-09-13
  • S65 Uniform Investment Adviser Law Examination
    2006-03-01
  • S63 Uniform Securities Agent State Law Examination
    1999-09-13

View on SEC IAPD

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