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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-19
  • IL RA
    APPROVED
    Since 2024-01-19

Branch Locations

27575 Ferry Rd Ste 101, Warrenville, IL 60555 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Capital Corp Itasca IL 03/2007 10/2019
Lpl Financial Llc Itasca IL 11/2019 10/2021
Itasca Bank Itascal IL 03/2007 10/2021
Woodbury Financial Warrenville IL 10/2021 01/2024
Osaic Wealth, Inc. Warrenville IL 01/2024 Present
Previous Registrations
  • 2021-10-15 → 2024-01-19
    Woodbury Financial Services, Inc.
    Warrenville, IL
  • 2019-11-22 → 2021-10-21
    Roselle, IL
    Roscoe, IL
    Itasca, IL
    Itasca, IL
  • 2007-08-15 → 2019-11-22
    Palm Beach Gardens, FL
    Roselle, IL
    Itasca, IL
    Palm Beach Gardens, FL
    Wilmington, NC
Other Businesses

1. Disc Jockey/Musical Entertainment Business Owner Non-Inv. Related 20w431 Marlborough Ln, Lombard, IL Start date 7/1/2002 10-20 hours monthly, none during trading hours I am a disc jockey and musical entertainer for public and private events. 2. UNNAMED POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2002 ADDRESS: 20w431 Marlborough Ln, Lombard IL 60148, United States DESCRIPTION: I am a disc jockey, providing musical entertainment for public and private functions. 3. JOSEPH R. BOOK POSITION: Producer NATURE: Licensed Insurance Producer - Life Insurance products INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 3 START DATE: 10/15/2021 ADDRESS: 27575 Ferry Rd, Warrenville IL 60555, United States DESCRIPTION: I am a licensed producer for the sale of life insurance products. 4. NORTHPOINT FINANCIAL GROUP POSITION: Independent Advisory Representative NATURE: Securities Trading INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/15/2021 ADDRESS: 27575 Ferry Rd, Warrenville IL 60555, United States DESCRIPTION: I am an Investment Advisory Representative with Woodbury Financial, and Northpoint Financial Group is used for Marketing and Support purposes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-14
S63 Uniform Securities Agent State Law Examination 2004-12-22
  • S66 Uniform Combined State Law Examination
    2007-08-14
  • S63 Uniform Securities Agent State Law Examination
    2004-12-22

View on SEC IAPD

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