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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-01-19 |
Branch Locations
27575 Ferry Rd Ste 101, Warrenville, IL 60555 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Money Concepts Capital Corp | Itasca | IL | 03/2007 | 10/2019 |
| Lpl Financial Llc | Itasca | IL | 11/2019 | 10/2021 |
| Itasca Bank | Itascal | IL | 03/2007 | 10/2021 |
| Woodbury Financial | Warrenville | IL | 10/2021 | 01/2024 |
| Osaic Wealth, Inc. | Warrenville | IL | 01/2024 | Present |
1. Disc Jockey/Musical Entertainment Business Owner Non-Inv. Related 20w431 Marlborough Ln, Lombard, IL Start date 7/1/2002 10-20 hours monthly, none during trading hours I am a disc jockey and musical entertainer for public and private events. 2. UNNAMED POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2002 ADDRESS: 20w431 Marlborough Ln, Lombard IL 60148, United States DESCRIPTION: I am a disc jockey, providing musical entertainment for public and private functions. 3. JOSEPH R. BOOK POSITION: Producer NATURE: Licensed Insurance Producer - Life Insurance products INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 3 START DATE: 10/15/2021 ADDRESS: 27575 Ferry Rd, Warrenville IL 60555, United States DESCRIPTION: I am a licensed producer for the sale of life insurance products. 4. NORTHPOINT FINANCIAL GROUP POSITION: Independent Advisory Representative NATURE: Securities Trading INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/15/2021 ADDRESS: 27575 Ferry Rd, Warrenville IL 60555, United States DESCRIPTION: I am an Investment Advisory Representative with Woodbury Financial, and Northpoint Financial Group is used for Marketing and Support purposes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-22 |
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