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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-10
TX RA APPROVED_RES 2024-06-10
IL RA APPROVED 2024-01-19
  • FL RA
    APPROVED
    Since 2024-06-10
  • TX RA
    APPROVED_RES
    Since 2024-06-10
  • IL RA
    APPROVED
    Since 2024-01-19

Branch Locations

27575 Ferry Rd Ste 101, Warrenville, IL 60555 • United States

155 N Wacker Drive Suite 4250, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Oak Brook IL 10/2005 01/2024
Osaic Wealth, Inc. Chicago IL 01/2024 Present
  • 10/2005 → 01/2024
    Woodbury Financial Services
    Oak Brook, IL
  • 01/2024 → Present
    Chicago, IL
Previous Registrations
  • 2005-10-25 → 2024-01-19
    Woodbury Financial Services, Inc.
    Oak Brook, IL
    Chicago, IL
    Oakbrook Terrace, IL
Other Businesses

1. VINCENT RAMIREZ POSITION: Owner-Landlord NATURE: Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2014 ADDRESS: 155 N Wacker Dr., Suite 4250, Chicago IL 60606, United States DESCRIPTION: Landlord and manager of investment property (prior primary residence) 2. RAMIREZ & RAINS POSITION: Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2000 ADDRESS: 155 N Wacker Dr, Suite 4250, Chicago IL 60606, United States DESCRIPTION: SELLING LIFE DISABILITY AND HEALTH INSURANCE THROUGH VARIOUS COMPANIES 3. VINCENT RAMIREZ - SALE HOUSEHOLD GOODS POSITION: Sales NATURE: Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 818 Golf Ln, Wheaton IL 60189, United States DESCRIPTION: Occasionally sell old unused household items on various websites like Ebay (PayPal), Craiglist and Facebook Marketplace which may generate some income. 4. RAMIREZ & RAINS - DBA POSITION: President NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2006 ADDRESS: 155 N. Wacker Dr., Suite 4250, Chicago IL 60606, United States DESCRIPTION: IAR and Registered Rep and Insurance Agent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-23
S63 Uniform Securities Agent State Law Examination 1999-08-17
  • S66 Uniform Combined State Law Examination
    2001-03-23
  • S63 Uniform Securities Agent State Law Examination
    1999-08-17

View on SEC IAPD

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