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Mitchell James Sullivan

Osaic Wealth, Inc.

Warrenville, IL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-19
  • IL RA
    APPROVED
    Since 2024-01-19

Branch Locations

27575 Ferry Road Ste 101, Warrenville, IL 60555 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Illinois Campus Recreation Champaign IL 08/2015 05/2017
Lyft Bartlett IL 05/2017 07/2017
Foresters Financial Services Lombard IL 07/2017 10/2017
Despir Logistics Lombard IL 12/2017 02/2018
Woodbury Financial Services Inc Warrenville IL 03/2018 01/2024
Osaic Wealth, Inc. Warrenville IL 01/2024 Present
  • 08/2015 → 05/2017
    University Of Illinois Campus Recreation
    Champaign, IL
  • 05/2017 → 07/2017
    Lyft
    Bartlett, IL
  • 07/2017 → 10/2017
    Foresters Financial Services
    Lombard, IL
  • 12/2017 → 02/2018
    Despir Logistics
    Lombard, IL
  • 03/2018 → 01/2024
    Woodbury Financial Services Inc
    Warrenville, IL
  • 01/2024 → Present
    Warrenville, IL
Previous Registrations
  • 2022-10-17 → 2024-01-19
    Woodbury Financial Services, Inc.
    Warrenville, IL
    Warrenville, IL
Other Businesses

1. FORTY FOUR FINANCIAL, LLC POSITION: Registered Assistant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 125 START DATE: 03/05/2018 ADDRESS: 27575 Ferry Rd, Warrenville IL 60555, United States DESCRIPTION: Do paperwork, set appointments, make trades, etc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-14
S63 Uniform Securities Agent State Law Examination 2017-09-13
  • S65 Uniform Investment Adviser Law Examination
    2022-10-14
  • S63 Uniform Securities Agent State Law Examination
    2017-09-13

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