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Paul Richard Guistolise

Charles Schwab & Co., Inc.

Las Vegas, NV

Henderson, NV

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2020-07-29
  • NV RA
    APPROVED
    Since 2020-07-29

Branch Locations

1120 North Town Center Suite #170, Las Vegas, NV 89144-6303 • United States

2245 Village View Drive Suite 170, Henderson, NV 89074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Barrington IL 02/2006 02/2018
Td Ameritrade, Inc. Las Vegas NV 02/2018 09/2019
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 09/2019
Charles Schwab & Co., Inc. Henderson NV 06/2020 Present
Unemployed Henderson NV 10/2019 06/2020
Charles Schwab Bank, Ssb Henderson NV 06/2020 Present
  • 02/2006 → 02/2018
    Scottrade, Inc.
    Barrington, IL
  • 02/2018 → 09/2019
    Td Ameritrade, Inc.
    Las Vegas, NV
  • 02/2018 → 09/2019
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 06/2020 → Present
    Charles Schwab & Co., Inc.
    Henderson, NV
  • 10/2019 → 06/2020
    Unemployed
    Henderson, NV
  • 06/2020 → Present
    Charles Schwab Bank, Ssb
    Henderson, NV
Previous Registrations
  • 2018-03-08 → 2019-09-11
    Td Ameritrade, Inc.
    Las Vegas, NV
  • 2018-02-26 → 2019-09-11
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Las Vegas, NV
  • 2016-11-15 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2003-09-11 → 2005-11-07
    Td Ameritrade, Inc.
    Rolling Meadows, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-22
S63 Uniform Securities Agent State Law Examination 1996-03-27
  • S66 Uniform Combined State Law Examination
    2003-08-22
  • S63 Uniform Securities Agent State Law Examination
    1996-03-27

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
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