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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-05 |
| NY | RA | APPROVED | 2021-03-31 |
Branch Locations
19 British American Blvd East, Latham, NY 12110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial | Albany | NY | 09/2005 | 06/2019 |
| Alfies Hotel | Tannersville | NY | 09/2007 | Present |
| Foresters Advisory Services Llc | Albany | NY | 01/2014 | 06/2019 |
| Cetera Investment Advisers Llc | Latham | NY | 06/2019 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2019 | Present |
1) ALFIES HOTEL, NOT INVESTMENT RELATED, OWNER/OPERATOR, 5988 MAIN ST, TANNERSVILLE NY 12485, I RUN A 14 BEDROOM HOTEL ON WEEKEND, RENTS & CLEANS ROOMS MOSTLY ON WEEKENDS. 2) SKI COACHING AT HUNTER MOUNTAIN 6-12/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-23 |
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