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James Stuart Olson

LPl Financial LLC

Pasadena, CA

Hideout, UT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-09-13
TX RA APPROVED 2004-06-10
CA RA APPROVED 2004-05-06
  • UT RA
    APPROVED
    Since 2022-09-13
  • TX RA
    APPROVED
    Since 2004-06-10
  • CA RA
    APPROVED
    Since 2004-05-06

Branch Locations

301 E Colorado Blvd Ste 850, Pasadena, CA 91101 • United States

Hideout, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco Private Ledger Arcadia CA 05/2004 Present
  • 05/2004 → Present
    Linsco Private Ledger
    Arcadia, CA
Previous Registrations
  • 2002-03-14 → 2004-05-07
    Waddell & Reed
    Pasadena, CA
Other Businesses

1. 06/08/2007 - OLSON INVESTMENT MANAGEMENT - DBA ONLY - ALTADENA CA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-07
S63 Uniform Securities Agent State Law Examination 1996-01-05
  • S66 Uniform Combined State Law Examination
    2002-03-07
  • S63 Uniform Securities Agent State Law Examination
    1996-01-05

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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