Stephen Clark Brown

Current Employers

Employment History

• 04/1995 → Present
  The Lincoln National Life Insurance Company
  Portland, OR
• 01/1995 → Present
  Green Financial Corp
  Kirkland, WA
• 01/2013 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2000-07-05 → 2012-02-28
  Pacific West Financial Consultants Inc
  Kirkland, WA

Other Businesses

1) GREEN FINANCIAL GROUP, SECURITIES AND FIXED INSURANCE SALES, SAME AS OFFICE ADDRESS. 2) NAME OF OTHER BUSINESS: CONCERNED NEIGHBORS OF WELLINGTON; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: NON PROFIT; START DATE: 6/2020; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: RECEIVE DEPOSIT, MAINTAIN BANK ACCT, MAKE PAYMENTS, KEEP BOOKS, PRESENT ANNUAL REPORT TO BOARD; 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 10/2024, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY AND FIXED ANNUITIES ; 4) NAME OF OTHER BUSINESS: HEFFERMAN INSURANCE BROKERS , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INSURANCE SALES, START DATE: 10/2024, POSITION/TITLE/RELATIONSHIP: AGENT/SVP, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: SALES OF GROUP BENEFITS, INDIVIDUAL HEALTH AND MEDICARE PRODUCTS;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-23
• S63 Uniform Securities Agent State Law Examination
  1995-06-16