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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 09/2016 | 06/2023 |
| Unemployed | San Diego | CA | 07/2015 | 09/2016 |
| Bank Of America, N.A. | San Diego | CA | 01/2017 | 06/2023 |
| Morgan Stanley Smith Barney Llc | La Jolla | CA | 06/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-30 |
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