Brian William Laughlin

Current Employers

Employment History

• 10/2010 → 05/2019
  Ubs Financial Services Inc
  Melbourne, FL
• 05/2019 → Present
  Kestra Investment Services
  Melbourne, FL
• 05/2019 → Present
  Kestra Private Wealth Services
  Melbourne, FL

Previous Registrations

• 2010-10-28 → 2019-05-10
  Ubs Financial Services Inc.
  Melbourne, FL
• 2007-01-30 → 2010-11-04
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO
  Melbourne, FL
• 2006-02-21 → 2007-02-07
  Citigroup Global Markets Inc.
  Suntree, FL
  New York, NY
  Suntree, FL
• 2002-04-04 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Suntree, FL

Other Businesses

Name: Rockledge General Employee Pension Committee Inv Rel: No Address: 1600 Huntington Place Rockledge FL 32955 NOB: Board Position POS: Citizen advisor on the Board of Trustees. Start Date: 11/1/2009 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) DESC: Voting member on pension issues. Manages the retirement plan for city employees, specifically matters pertaining the trust agreement, the trust fund (including powers, duties and responsibilities of the trustee), and making necessary recommendations to City Council. Name: Three Bridges Planning Inv Rel: Yes Address: 304 S. Harbor City Blvd. Melbourne FL 32901 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through an independent outside RIA POS: Director of Financial Planning Start Date: 5/1/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Providing investment, securities and planning advice to clients Name: CALVARY CHAPEL OF MELBOURNE, INC POS: Treasurer NOB: Board position INV REL: No # OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/01/2023 ADDRESS: 2955 Minton Road, West Melbourne FL 32904 DESC: Review and approve the financial statements produced by the accounting dept. Name: DRIFTWOOD TIMESHARE RENTAL POS: Fractional owner NOB: Real Estate INV REL: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2024 ADDRESS: 3150 Ocean Drive, Vero Beach FL 32963 DESC: None. Name: BREVARD RUGBY FOOTBALL CLUB INC. POSITION: Board Member NATURE: Board position INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2026 ADDRESS: 1603 Seabury Point Road NW, Palm Bay FL 32907, United States DESCRIPTION: Promote rugby in Brevard County, FL. Policy. Fund raising.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-07-10
• S63 Uniform Securities Agent State Law Examination
  1995-06-29

Designations