Carlton William Johnson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2004-05-28

NJ RA
APPROVED

Since 2004-05-28

Branch Locations

10 Fairmount Ave., Chatham, NJ 07928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Chatham	NJ	05/2004	Present

05/2004 → Present

Lpl Financial Llc

Chatham, NJ

Previous Registrations

2002-06-21 → 2004-06-02

Ws Griffith Securities, Inc.

E. Hanover, NJ

Other Businesses

(1) 05/24/2004 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - WILDRICK & JOHNSON FINANCIAL, LLC - CHATHAM, NJ (2) 02/10/2005 - NON-VARIABLE INSURANCE - CHATHAM, NJ (3) 10/05/2010 - NOTARY - CHATHAM, NJ

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-11-29

S63 Uniform Securities Agent State Law Examination

1995-11-29

Other Names

Carlton W. Johnson
Carl Johnson

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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