Robert Wayne Downing

Current Employers

Employment History

• 05/1995 → 09/2025
  Avantax Investment Services, Inc.
  Valencia, CA
• 10/1997 → 09/2025
  Avantax Advisory Services
  Valencia, CO
• 03/2001 → Present
  Fiduciary Trust
  Valencia, CA
• 03/2001 → 12/2019
  The Lois R Mcnabb Trust Dated 7/22/1998
  Valencia, CA
• 08/1999 → 09/2025
  Avantax Insurance Agency, Llc
  Valencia, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Valencia, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2002-08-23 → 2025-09-05
  Avantax Advisory Services
  Valencia, CA

Other Businesses

1) Fiduciary Appointment-Trustee~'NIR'~27955 Smyth Drive, Suite 104~Valencia~CA~91355~3/14/2001~2hrs~1hrs~Oversee that trust funds are taken care of in prudent manner, write checks for any trust expenses as well as distributions required by the beneficiary 2) Bisys /CRUMP Insurance Services~'NIR'~2233 Watt Ave, Suite 50~Sacramento~CA~95825~Independent Insurance Agent~Insurance Sales Agent~1/1/2010~1hrs~1hrs~fixed insurance products only 3) Downing Tax & Financial Svc.~'NIR'~27955 Smyth Drive Suite 104~Valencia~CA~91355~Accounting Services/Tax Preparation~Owner~11/23/1983~80hrs~80hrs~I am the owner so I get to do everything for tax returns to HR to taking out the trash. 4) RENTAL PROPERTY VALENCIA CA POSITION: Owner/Sole Proprietor NATURE: Rental Property Owner/Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2008; ADDRESS: 25784 Covala Court, Valencia CA 91355, manage rental property.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-29
• S63 Uniform Securities Agent State Law Examination
  1995-07-21