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Larry James Sweet

Fifth Third Securities, Inc.

Louisville, KY

Louisville, KY

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2016-05-24
  • KY RA
    APPROVED
    Since 2016-05-24

Branch Locations

3344 Hikes Ln., Louisville, KY 40220 • United States

10400 Shelbyville Road, Louisville, KY 40223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Louisville KY 03/2004 Present
Fifth Third Securities Louisville KY 10/2005 Present
  • 03/2004 → Present
    Fifth Third Bank
    Louisville, KY
  • 10/2005 → Present
    Fifth Third Securities
    Louisville, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-24
S63 Uniform Securities Agent State Law Examination 2006-01-19
  • S65 Uniform Investment Adviser Law Examination
    2016-05-24
  • S63 Uniform Securities Agent State Law Examination
    2006-01-19

View on SEC IAPD

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